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Regulatory base
Notice: Regulatory documents of Kazakhstan Stock Exchange have been translated by the Exchange employees and published for information purposes only. This section contains only completely translated KASE regulatory documents. For the time being the full version of the Exchange regulatory base is accessible only in Russian.
- 16.01.12New version of Regulations of Trades and Confirmation System Operation is posted
- 16.01.12Updated Regulation on Committee for Foreign Currencies Market is posted
- 16.01.12Rules of Defining Amounts, Terms and Payment Procedure for Listing Fees are posted
- Updated Rules of Market-Makers Activities are posted
- Updated Methodology of Securities Valuation is posted
- Updated Methodology of Securities Liquidity Indicators Defining is posted
- Updated Regulations on Committee on Indices and Securities Valuation are posted
- Updated Rules of Admittance to Circulation of International Financial Organizations Securities are posted
- Updated Regulations on Derivatives Market Reserves and Guarantee Funds are posted
- Updated Rules of Exchange Trading in Derivative Instruments are posted
- Updated Rules of Execution of Clearing Activities on Derivatives Market are posted
- Updated Rules on Execution of Settlements on Foreign Currency Trades Results are posted
- Updated Regulations on Membership are posted
- Updated Regulations of Trades and Confirmation System Operation are posted
- Updated Regulations on Listing Commission are posted
- Updated Regulations on the Exchange Council Committee on Issuer Financial Reporting and Audit are posted
- Updated Rules of Government Securities Admission to the Exchange Official List are posted
- Updated Rules on the Trading System Operation in the Remote Access Mode are posted
- Updated Regulations of Trades and Confirmation System Operation are posted
- Updated Rules of Repo Transactions Execution are posted
- Updated Regulations on Membership are posted
- Updated Rules of Market-Makers Activities are posted
- Regulations on Examining Board are posted
- Updated Regulations on Expert Committee of Exchange Board of Directors are posted
- Procedure for Conducting Electronic Testing of Trading System Users is posted
- Updated Listing Rules are posted
- Updated Rules of Repo Transactions Execution are posted
- Updated Regulations on Trade and Confirmation System Operation are posted
- Policy on Risk Management of Kazakhstan Stock Exchange is posted
- New Rules of Exchange Information Dissemination are posted
General Rules
- Regulations on Membership
- Appendix 1
- Appendix 2
- Appendix 3
- Appendix 4
- Resolution of the Board of Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations "On Requirements to Foreign Legal Persons for Membership on Stock Exchange" of September 30, 2005 No. 360
- Rules of Kazakhstan Stock Exchange Trading Floor Functioning as the Special Trading Floor of the Regional Financial Center of Almaty
- Fundamentals of Kazakhstan Stock Exchange Information Policy
- Rules of Exchange Information Dissemination
- Regulations on Commercial Terms of Real-Time Market Data Dissemination
- Regulations on Arguments and Conflicts Resolution Procedures and the Exchange Arbitration Commission
- Regulations on Responsibility of Exchange for Orders Executed on behalf of Participants
- Code on Ethics of Kazakhstan Stock Exchange Members
- Regulations on Membership Fees and Exchange Dues
- Rules on Annual Rewards of the Most Distinguished Exchange Members
- Rules on Annual Rewarding of Listing Companies
- Rules of Annual Games Tournament Dedicated to "Birthday" of Kazakhstan Stock Exchange
- Rules on Maintenance of the Register of Affiliated Persons of Kazakhstan Stock Exchange
Financial Instruments
Securities
- Listing Rules
- Regulations on Listing Commission
- Rules of Defining Amounts, Terms and Payment Procedure for Listing Fees
- Recommendations of the Exchange Council on Bonds Face Value, Intended for Inclusion to Kazakhstan Stock Exchange Official List
- Decision of the Exchange Council on Unit Investment Funds Shares Listing Fees
- Rules of Securities Admittance to Circulation in the Unlisted Securities Sector
- Rules of Government Securities Admission to the Exchange Official List
- Rules of Admittance to Circulation of International Financial Organizations Securities
Trades
General Rules
- Regulations of Trades and the Confirmation System Operation
- Regulations on Trading Methods
- Rules of Market-Makers Activities
Trading System
- Rules on Certification of the Trading System Users
- Rules on the Trading System Operation in the Remote Access Mode
- Rules on Use of Programming-Cryptographic Information Security Devices at Operation of the Trading System in the Remote Access Mode
- Rules on Issue, Receipt and Use of Trading System Access Passwords and Personal Identification Numbers for Admission to Operation of Trading System
- Procedure for Conducting Electronic Testing of Trading System Users
- Regulations on Examining Board
- Instruction on Procedure of Coding of Members of Kazakhstan Stock Exchange, Financial Instruments and Securities Issuers
- Decision of KASE Board "On Approval of Instruction on Procedure of Coding of Kazakhstan Stock Exchange Members, Financial Instruments and Securities Issuers"
- Decision of KASE Board on "Giving Effect to Items 2 and 4 of Article 2 of Instruction on Procedure of Coding of Kazakhstan Stock Exchange Members, Financial Instruments and Securities Issuers"
- Instruction on Coding Procedures of Kazakhstan Stock Exchange Member Accounts in Trading System
- Rules on Settlement of Issues at Malfunctions in the Trading System Operation
Securities
- Rules of Exchange Securities Trading
- Rules of Placement of Government Treasury Obligations of the Republic of Kazakhstan
- State Blocks of Shares. Order of Admittance to Sale on Trades and Settlements based on Trades Results
Repo Transactions
Foreign Currencies
- Rules on Foreign Currency Exchange Trading
- Rules on Conclusion of Deals at Foreign Currency Trades (Dealer Code)
- Regulation on Committee for Foreign Currencies Market
Futures Contracts
- Rules of Exchange Trading in Derivative Instruments
- Rules of Execution of Clearing Activities on Derivatives Market
- Regulations on Derivatives Market Reserves and Guarantee Funds
- Specification of Futures of US Dollar Rate to Tenge
- Specification of KASE Index Futures
Deposit Certificates
Bills
Settlements
General Rules
- Rules on Clearing House Operation
- Regulations on Responsibility for Violation of Settlements Time Frames
- Order of Blocking Government Securities in Favor of the Exchange to Secure Obligations of Exchange Members
- Rules on Sale of Securities Blocked in Favor of the Exchange to Secure Obligations before the Exchange
- Agreement on Blocking of Securities
Securities
- Regulations on Conducting Settlements on Securities Transactions under Т+0 Scheme with Full Backing (Gross Settlements)
- General Terms of Securities Trading Results Based Settlements
- Appendix 1
- Appendix 2
- Appendix 3
Foreign Currencies
- Rules on Execution of Settlements on Foreign Currency Trades Results
- Regulations on Responsibility for Violation of Settlements Terms on Results of Trades in Foreign Currency
Methodologies
- Methodology of Securities Valuation
- Regulations on Committee on Indices and Securities Valuation
- Methodology of Calculation of the Weighted Average Yield of Debt Securities
- Methodology of Securities Liquidity Indicators Defining
- Methodology of Kazakhstan Stock Exchange Members Activity Indicators Calculation
- Method of Calculation of Bond Yield and Bond Transaction Sum
- Methodology of Stock Market Indices Calculation
- Methodology of Repo Transactions Market Indicators Calculation
- Method on Building-up of Inter-bank Deposit Market Indicators
- Memorandum on Building-up of Inter-bank Deposit Market Indicator
- Methodology of Foreign Currencies Market Indicators Calculation
- Charter of Kazakhstan Stock Exchange
- Strategy of Development of Kazakhstan Stock Exchange for 2011–2013
- Code of Kazakhstan Stock Exchange Corporate Management
- Regulation on Audit Committee
- Regulations on Expert Committee of Exchange Board of Directors
- Regulations on the Exchange Council Committee on Issuer Financial Reporting and Audit
- Code of Kazakhstan Stock Exchange Corporate Management
- Policy on Risk Management of Kazakhstan Stock Exchange
© 1993–2012 Kazakhstan Stock Exchange Inc. All rights reserved. Information reproduction is prohibited unless Kazakhstan Stock Exchange Inc. written authorization.
Information – KASE, IRBIS agency. Development – eTrade.KZ
Information – KASE, IRBIS agency. Development – eTrade.KZ
